Aspatore Books: Securities Regulatory Compliance in Canada: Leading Lawyers on Understanding the Multijurisdictional Disclosure System, Assisting Clients with Cross-Border Compliance Issues, and Interpreting the Effects of Sarbanes-Oxley (Inside the Minds)

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Securities Regulatory Compliance in Canada: Leading Lawyers on Understanding the Multijurisdictional Disclosure System, Assisting Clients with Cross-Border Compliance Issues, and Interpreting the Effects of Sarbanes-Oxley (Inside the Minds)

Author: Multiple Authors
Published Month: May 2009
Media: Paperback
Length: 520 pages
ISBN: 9780314904140
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Description

Securities Regulatory Compliance in Canada is an authoritative, insider’s perspective on the similarities and differences between U.S. and Canadian securities regulation and the key legal strategies for successful cross-border compliance. Featuring partners and chairs from some of Canada’s leading law firms, these experts guide the reader through the ins and outs of the Multijurisdictional Disclosure System and Sarbanes-Oxley and discuss the ways in which these pieces of legislation affect cross-border corporate relationships. Comparing and contrasting the approaches of each country’s securities compliance framework, the authors offer their advice on understanding both systems and assisting clients in these countries with international business transactions. Additionally, these leaders discuss the effects of September 11th and the U.S. Presidential election on securities reform in both nations and speculate on future trends in financial reporting, corporate governance, and enforcement. The different niches represented and the breadth of perspectives presented enable readers to get inside some of the great legal minds of today, as these experienced lawyers offer up their thoughts around the keys to success within this evolving area of law.

Inside the Minds provides readers with proven business intelligence from C-Level executives (Chairman, CEO, CFO, CMO, Partner) from the world’s most respected companies nationwide, rather than third-party accounts from unknown authors and analysts. Each chapter is comparable to an essay/thought leadership piece and is a future-oriented look at where an industry, profession or topic is headed and the most important issues for the future. Through an exhaustive selection process, each author was hand-picked by the Inside the Minds editorial board to author a chapter for this book.

Chapters Include:

1. Bernard Pinsky, Partner, Clark Wilson LLP – “Regulation versus Accountability: What Works”

2. Jeffrey J. Lowe, Managing Partner, Richards Buell Sutton LLP – “Cross-Border Securities Compliance after September 11th: Worldcom and the Subprime Credit Crisis”

3. Virginia Schweitzer, Partner, McCarthy Tétrault LLP – “Remaining Compliant as a Cross-Border Corporation: Understanding Securities Regulation on Both Sides of the Canada/U.S. Border”

4. Richard B. Raymer, Partner, Hodgson Russ LLP – “Canada—U.S. Cross-Border Securities Law Trends”

Appendices Include:

Appendix A: BCI 51-509
Appendix B: BCI 71-503
Appendix C: BCI 72-502
Appendix D: BCI 72-503
Appendix E: BCIN 72-702
Appendix F: BCN 72-701
Appendix G: BCSC Continuous Disclosure Filing Calendar 2008–2009
Appendix H: BCSC National Instrument 71-102
Appendix I: Consultation Paper 11-405
Appendix J: CP 51-509
Appendix K: CP 71-101
Appendix L: CP 71-102
Appendix M: National Instrument 71-101
Appendix N: National Instrument 41-101
Appendix O: National Instrument 51-102 Continuous Disclosure Obligations
Appendix P: Rule 71-801
Appendix Q: Kerr v. Danier Leather Inc.